Utpal Bhattacharya

HKUST Business School

Clear Water Bay

Kowloon

Hong Kong

SCHOLARLY PAPERS

44

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52,603

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404

CROSSREF CITATIONS

774

Ideas:
“  I am currently working on measures of deal quality.  ”

Scholarly Papers (44)

1.

The World Price of Insider Trading

Journal of Finance, February 2002
Number of pages: 47 Posted: 22 Dec 2000
Utpal Bhattacharya and Hazem Daouk
HKUST Business School and Cornell University - School of Applied Economics and Management
Downloads 7,509 (1,063)
Citation 37

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Insider trading, cost of equity, international finance

2.
Downloads 4,636 ( 2,458)
Citation 8

The Global Rise of the Value-Weighted Portfolio

AFA 2007 Chicago Meetings Paper
Number of pages: 35 Posted: 18 Nov 2005
Utpal Bhattacharya and Neal Galpin
HKUST Business School and Monash University - Department of Banking and Finance
Downloads 4,394 (2,661)
Citation 3

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portfolio theory, value-weighted portfolio, diversification, indexing, stock picking

The Global Rise of the Value-Weighted Portfolio

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 35 Posted: 27 Dec 2009
Utpal Bhattacharya and Neal Galpin
HKUST Business School and Monash University - Department of Banking and Finance
Downloads 242 (160,890)
Citation 2

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Modern Portfolio Theory, Value-Weighted Portfolio, Diversification, Stock Picking, Asymmetric Information

3.

Abusing ETFs

Forthcoming in the Review of Finance
Number of pages: 55 Posted: 15 Mar 2012 Last Revised: 13 Sep 2017
Utpal Bhattacharya, Benjamin Loos, Steffen Meyer and Andreas Hackethal
HKUST Business School, Technische Universität München (TUM) - TUM School of Management, University of Southern Denmark - Department of Business and Economics and Goethe University Frankfurt - Faculty of Economics and Business Administration
Downloads 3,456 (4,075)
Citation 13

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household finance, retail investors, ETFs, passive investing, active investing, security selection, market timing

When an Event is Not an Event: The Curious Case of an Emerging Market

Number of pages: 42 Posted: 10 Feb 1999
HKUST Business School, Cornell University - School of Applied Economics and Management, Carreker-Antinori and BankBetriebsWirtschaft Jacob & Co. KG
Downloads 3,238 (4,474)
Citation 11

Abstract:

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Insider trading; Event studies; Emerging markets

When an Event is Not an Event: The Curious Case of an Emerging Market

Journal of Financial Economics, January 2000
Posted: 27 Jan 1999
HKUST Business School, Cornell University - School of Applied Economics and Management, Carreker-Antinori and BankBetriebsWirtschaft Jacob & Co. KG

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5.
Downloads 2,385 ( 7,531)

The World Price of Earnings Opacity

EFA 2002 Berlin Meetings Presented Paper
Number of pages: 52 Posted: 05 Sep 2001
Utpal Bhattacharya, Hazem Daouk and Michael Welker
HKUST Business School, Cornell University - School of Applied Economics and Management and Queen's University - Queen's School of Business
Downloads 2,385 (7,402)
Citation 97

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Earnings Opacity; Cost of Equity; Turnover

The World Price of Earnings Opacity

The Accounting Review, July 2003
Posted: 18 Feb 2003
Utpal Bhattacharya, Hazem Daouk and Michael Welker
HKUST Business School, Cornell University - School of Applied Economics and Management and Queen's University - Queen's School of Business

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earnings opacity, earnings aggressiveness, loss avoidance, earnings smoothing, cost of equity, trading volume

6.

The Share Repurchase Announcement Puzzle: Theory and Evidence

Review of Finance, Forthcoming, Kelley School of Business Research Paper No. 2014-45
Number of pages: 46 Posted: 02 Jan 2001 Last Revised: 30 Apr 2015
Utpal Bhattacharya and Stacey E. Jacobsen
HKUST Business School and Southern Methodist University (SMU) - Finance Department
Downloads 2,248 (8,258)
Citation 16

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Cheap talk, costly signal, share repurchases

Is Unbiased Financial Advice To Retail Investors Sufficient? Answers from a Large Field Study

Number of pages: 70 Posted: 20 May 2011 Last Revised: 12 May 2014
HKUST Business School, Goethe University Frankfurt - Faculty of Economics and Business Administration, Goethe University Frankfurt - Department of Finance, Technische Universität München (TUM) - TUM School of Management and University of Southern Denmark - Department of Business and Economics
Downloads 1,562 (14,560)
Citation 15

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retail investors, brokers, financial advice, efficient portfolios

Is Unbiased Financial Advice to Retail Investors Sufficient? Answers from a Large Field Study

Review of Financial Studies, Forthcoming
Number of pages: 70 Posted: 24 Sep 2011
HKUST Business School, Goethe University Frankfurt - Faculty of Economics and Business Administration, Goethe University Frankfurt - Department of Finance, Technische Universität München (TUM) - TUM School of Management and University of Southern Denmark - Department of Business and Economics
Downloads 350 (109,024)
Citation 34

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retail investors, brokers, financial advice, efficient portfolios

8.

What's Hot in Finance? (2008-2012)

Number of pages: 65 Posted: 05 Sep 2012 Last Revised: 11 May 2014
Utpal Bhattacharya, Michael Flores, Betsy Laydon, Fangzhou Liu and Jun Wu
HKUST Business School, Indiana University - Kelley School of Business - Department of Finance, Indiana University - Kelley School of Business - Department of Finance, Shanghai University of Finance and Economics - Department of Finance and Indiana University - Kelley School of Business - Department of Finance
Downloads 1,645 (13,670)

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asset pricing, corporate finance, investments

9.
Downloads 1,629 ( 13,891)
Citation 41

The Role of the Media in the Internet IPO Bubble

EFA 2005 Moscow Meetings
Number of pages: 51 Posted: 19 Oct 2004
Utpal Bhattacharya, Xiaoyun Yu, Neal Galpin and Rina Ray
HKUST Business School, Indiana University Kelley School of Business, Monash University - Department of Banking and Finance and University of Colorado at Denver
Downloads 1,126 (23,924)
Citation 6

Abstract:

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Initial public offerings, media, internet bubble

The Role of the Media in the Internet IPO Bubble

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 51 Posted: 04 Sep 2007
Utpal Bhattacharya, Xiaoyun Yu, Neal Galpin and Rina Ray
HKUST Business School, Indiana University Kelley School of Business, Monash University - Department of Banking and Finance and University of Colorado at Denver
Downloads 503 (71,154)
Citation 7

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Initial public offering, media, internet bubble

10.
Downloads 1,574 ( 14,640)
Citation 15

Insider Trading Controversies: A Literature Review

Forthcoming, Annual Review of Financial Economics, vol 6, December 2014, Kelley School of Business Research Paper No. 2014-29
Number of pages: 34 Posted: 16 Oct 2013 Last Revised: 26 Aug 2014
Utpal Bhattacharya
HKUST Business School
Downloads 1,574 (14,383)
Citation 15

Abstract:

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Insider Trading, Securities Law, Enforcement, Efficient Markets, Cost of Capital, Liquidity

Insider Trading Controversies: A Literature Review

Annual Review of Financial Economics, Vol. 6, pp. 385-403, 2014
Posted: 25 Nov 2014
Utpal Bhattacharya
HKUST Business School

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From Cronies to Professionals: The Evolution of Family Firms

Number of pages: 19 Posted: 19 Apr 2002
Utpal Bhattacharya, B. Ravikumar and B. Ravikumar
HKUST Business School and Federal Reserve Bank of Saint LouisFederal Reserve Bank of St. Louis
Downloads 1,115 (24,264)
Citation 10

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Family business, agency theory, corporate governance

From Cronies to Professionals: The Evolution of Family Firms

CAPITAL FORMATION, GOVERNANCE AND BANKING, Klein E., ed., Financial Institutions and Services, Nova Science Publishers, Hauppauge, NY, 2004
Number of pages: 19 Posted: 05 Feb 2005
Utpal Bhattacharya, B. Ravikumar and B. Ravikumar
HKUST Business School and Federal Reserve Bank of Saint LouisFederal Reserve Bank of St. Louis
Downloads 371 (102,045)

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Family business, agency theory, corporate governance

12.

What Affects Innovation More: Policy or Policy Uncertainty?

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 58 Posted: 18 Dec 2013 Last Revised: 13 Aug 2017
Utpal Bhattacharya, Po-Hsuan Hsu, Xuan Tian and Yan Xu
HKUST Business School, National Tsing Hua University - Department of Quantitative Finance, Tsinghua University - PBC School of Finance and HKU, Faculty of Business and Economics
Downloads 1,444 (16,789)
Citation 24

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Innovation, Policy uncertainty, Policy, Political party

13.

What's Hot in Finance (2011-2015)?

Number of pages: 91 Posted: 04 Mar 2016 Last Revised: 07 Mar 2016
HKUST Business School, Hong Kong University of Science & Technology (HKUST) - Department of Finance, Singapore Management University - Lee Kong Chian School of Business, Chinese University of Hong Kong (CUHK) - Department of Finance and Hong Kong University of Science & Technology (HKUST)
Downloads 1,410 (17,403)
Citation 1

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corporate finance, asset pricing, investments, market microstructure, financial intermediation

14.
Downloads 1,281 ( 20,080)
Citation 56

When No Law is Better than a Good Law

AFA 2008 New Orleans Meetings Paper
Number of pages: 64 Posted: 19 Mar 2005 Last Revised: 12 May 2014
Utpal Bhattacharya and Hazem Daouk
HKUST Business School and Cornell University - School of Applied Economics and Management
Downloads 1,099 (24,802)
Citation 17

Abstract:

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insider trading, cost of capital, emerging markets, securities law, enforcement

When No Law is Better Than a Good Law

Review of Finance, Forthcoming
Number of pages: 64 Posted: 28 Apr 2009
Utpal Bhattacharya and Hazem Daouk
HKUST Business School and Cornell University - School of Applied Economics and Management
Downloads 182 (210,299)
Citation 10

Abstract:

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insider trading, cost of capital, emerging markets, securities law, enforcement

When No Law is Better than a Good Law

Review of Finance, Vol. 13, Issue 4, pp. 577-627, 2009
Posted: 08 Dec 2009
Utpal Bhattacharya and Hazem Daouk
HKUST Business School and Cornell University - School of Applied Economics and Management

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15.
Downloads 1,186 ( 22,524)
Citation 2

To Believe or Not to Believe

Number of pages: 40 Posted: 25 Jul 1994
Utpal Bhattacharya and Murugappa (Murgie) Krishnan
HKUST Business School and Yeshiva University
Downloads 1,186 (22,127)
Citation 2

Abstract:

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Cheap talk; Earnings disclosure, Market microstructure

To Believe or Not to Believe

Journal of Financial Markets, February 1999
Posted: 29 Dec 1998
Utpal Bhattacharya and Murugappa (Murgie) Krishnan
HKUST Business School and Yeshiva University

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16.
Downloads 1,106 ( 24,979)
Citation 2

Do They Do It For The Money?

AFA 2011 Denver Meetings Paper
Number of pages: 32 Posted: 11 Mar 2009 Last Revised: 12 May 2014
Utpal Bhattacharya and Cassandra D. Marshall
HKUST Business School and University of Richmond - Department of Finance
Downloads 731 (43,905)
Citation 2

Abstract:

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white-collar crime, insider trading, SEC enforcement, CEO compensation

Do They Do It for the Money?

Journal of Corporate Finance, Forthcoming
Number of pages: 32 Posted: 09 Nov 2011
Utpal Bhattacharya and Cassandra D. Marshall
HKUST Business School and University of Richmond - Department of Finance
Downloads 375 (100,851)

Abstract:

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white-collar crime, insider trading, SEC enforcement, CEO compensation

Penny Wise, Dollar Foolish: Buy-Sell Imbalances On and Around Round Numbers

Management Science 15, 413-431, 2012.
Number of pages: 45 Posted: 15 Mar 2010 Last Revised: 02 Sep 2017
Utpal Bhattacharya, Craig W. Holden and Stacey E. Jacobsen
HKUST Business School, Indiana University - Kelley School of Business - Department of Finance and Southern Methodist University (SMU) - Finance Department
Downloads 586 (58,727)
Citation 4

Abstract:

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Left-digit effect, nine-ending prices, round numbers, trading strategies, clustering

Penny Wise, Dollar Foolish: The Left-Digit Effect in Security Trading

Number of pages: 40 Posted: 19 Nov 2008 Last Revised: 12 May 2014
Utpal Bhattacharya, Craig W. Holden and Stacey E. Jacobsen
HKUST Business School, Indiana University - Kelley School of Business - Department of Finance and Southern Methodist University (SMU) - Finance Department
Downloads 477 (75,979)

Abstract:

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Price clustering, left-digit effect, nine-ending prices, trading strategies

18.

Do Superstitious Traders Lose Money?

Forthcoming: Management Science
Number of pages: 80 Posted: 10 Aug 2014 Last Revised: 14 Oct 2016
Utpal Bhattacharya, Weiyu Kuo, Tse-Chun Lin and Jing Zhao
HKUST Business School, National Chengchi University (NCCU) - Department of International Business, The University of Hong Kong - Faculty of Business and Economics and Hong Kong Polytechnic University - School of Accounting and Finance
Downloads 992 (29,186)
Citation 6

Abstract:

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superstition, limit order clustering, investment performance, individual investors

The Optimal Design of Ponzi Schemes in Finite Economies

Number of pages: 33 Posted: 17 Jun 1998
Utpal Bhattacharya
HKUST Business School
Downloads 974 (29,488)
Citation 1

Abstract:

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Ponzi schemes, bubbles, bailouts, moral hazard

The Optimal Design of Ponzi Schemes in Finite Economies

Posted: 01 Oct 2002
Utpal Bhattacharya
HKUST Business School

Abstract:

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Ponzi schemes, bubbles, bailouts, moral hazard

Melting Pot or Salad Bowl: Some Evidence from U.S. Investments Abroad

EFA 2003 Annual Conference Paper No. 650
Number of pages: 49 Posted: 06 Aug 2003
Utpal Bhattacharya and Peter Groznik
HKUST Business School and University of Ljubljana - Faculty of Economics
Downloads 790 (39,506)
Citation 11

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Economic Geography, Foreign Direct Investment, Foreign Stockholdings

Melting Pot or Salad Bowl: Some Evidence from U.S. Investments Abroad

Journal of Financial Markets, 2007, U of Alabama Public Law Research Paper No. 1004984
Number of pages: 49 Posted: 12 Aug 2007
Utpal Bhattacharya and Peter Groznik
HKUST Business School and University of Ljubljana - Faculty of Economics
Downloads 160 (235,047)
Citation 6

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Economic geography, Foreign direct investment, Foreign stockholdings, Home bias, Immigration

Is CEO Certification of Earnings Numbers Value-Relevant?

FSU College of Law, Law, Business & Economics Paper No. #
Number of pages: 32 Posted: 27 Oct 2002 Last Revised: 12 May 2014
Utpal Bhattacharya, Peter Groznik and Bruce Haslem
HKUST Business School, University of Ljubljana - Faculty of Economics and Southern Utah University - Department of Economics and Finance
Downloads 686 (47,824)
Citation 13

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earnings transparency, CEO certification, credible signal, accounting regulation, Sarbanes-Oxley Act

Is CEO Certification of Earnings Numbers Value-Relevant?

Journal of Empirical Finance, Forthcoming, FSU College of Law, Law, Business & Economics Paper No. #
Number of pages: 32 Posted: 25 Apr 2007 Last Revised: 12 May 2014
Utpal Bhattacharya, Peter Groznik and Bruce Haslem
HKUST Business School, University of Ljubljana - Faculty of Economics and Southern Utah University - Department of Economics and Finance
Downloads 178 (214,369)
Citation 3

Abstract:

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corporate governance, earnings transparency, CEO certification, credible signal, accounting regulation, Sarbanes-Oxley Act

22.
Downloads 851 ( 36,169)
Citation 2

Capital Markets and the Evolution of Family Businesses

Number of pages: 46 Posted: 05 Feb 1997
Utpal Bhattacharya, B. Ravikumar and B. Ravikumar
HKUST Business School and Federal Reserve Bank of Saint LouisFederal Reserve Bank of St. Louis
Downloads 851 (35,634)
Citation 2

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Capital Markets and the Evolution of Family Businesses

Posted: 11 Feb 2000
Utpal Bhattacharya, B. Ravikumar and B. Ravikumar
HKUST Business School and Federal Reserve Bank of Saint LouisFederal Reserve Bank of St. Louis

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The Causes and Consequences of Recent Financial Market Bubbles: An Introduction

Review of Financial Studies, 2007
Number of pages: 15 Posted: 11 Sep 2007 Last Revised: 12 May 2014
Utpal Bhattacharya and Xiaoyun Yu
HKUST Business School and Indiana University Kelley School of Business
Downloads 805 (38,510)

Abstract:

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Asset Pricing Bubbles

The Causes and Consequences of Recent Financial Market Bubbles: An Introduction

The Review of Financial Studies, Vol. 21, No. 1, pp. 3-10, 2008
Posted: 26 Jun 2008
Utpal Bhattacharya and Xiaoyun Yu
HKUST Business School and Indiana University Kelley School of Business

Abstract:

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24.
Downloads 800 ( 39,411)
Citation 39

Conflicting Family Values in Mutual Fund Families

Forthcoming: Journal of Finance
Number of pages: 64 Posted: 12 Sep 2010 Last Revised: 12 May 2014
Utpal Bhattacharya, Jung Hoon Lee and Veronika Krepely Pool
HKUST Business School, Vanderbilt University - Finance and Vanderbilt University - Finance
Downloads 638 (52,644)
Citation 4

Abstract:

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mutual fund family, fund of funds, internal capital market, conflict of interest, fiduciary responsibility

Conflicting Family Values in Mutual Fund Families

Journal of Finance, Forthcoming
Number of pages: 64 Posted: 02 Apr 2012
Utpal Bhattacharya, Jung Hoon Lee and Veronika Krepely Pool
HKUST Business School, Vanderbilt University - Finance and Vanderbilt University - Finance
Downloads 162 (232,561)
Citation 10

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mutual fund family, fund of funds, internal capital market, conflict of interest, fiduciary responsibility

25.

Enforcement and its Impact on Cost of Equity and Liquidity of the Market

Number of pages: 28 Posted: 21 Dec 2006 Last Revised: 12 May 2014
Utpal Bhattacharya
HKUST Business School
Downloads 643 (52,794)
Citation 12

Abstract:

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enforcement, securities laws, corporate governance, insider trading

The Home Court Advantage in International Corporate Litigation

AFA 2006 Boston Meetings Paper, FSU College of Law, Law, Business & Economics Paper No. #
Number of pages: 58 Posted: 21 Nov 2005 Last Revised: 12 May 2014
Utpal Bhattacharya, Neal Galpin and Bruce Haslem
HKUST Business School, Monash University - Department of Banking and Finance and Southern Utah University - Department of Economics and Finance
Downloads 413 (90,111)
Citation 3

Abstract:

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Corporate litigation, ADR, event study, home bias

The Home Court Advantage in International Corporate Litigation

Journal of Law and Economics, 2006
Number of pages: 58 Posted: 28 Sep 2006
Utpal Bhattacharya, Neal Galpin and Bruce Haslem
HKUST Business School, Monash University - Department of Banking and Finance and Southern Utah University - Department of Economics and Finance
Downloads 221 (175,770)
Citation 16

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corporate litigation, event studies, discrimination

Anatomy of a Market Failure: NYSE Trading Suspensions (1974-1988)

Number of pages: 33 Posted: 12 May 1997
Utpal Bhattacharya and Matthew I. Spiegel
HKUST Business School and Yale University - Yale School of Management, International Center for Finance
Downloads 613 (55,474)

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Trading halts; Market resiliency; Liquidity; Inventory control; Adverse selection

Anatomy of a Market Failure: NYSE Trading Suspensions (1974-1988)

Posted: 25 Aug 1998
Utpal Bhattacharya and Matthew I. Spiegel
HKUST Business School and Yale University - Yale School of Management, International Center for Finance

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28.

Communication Costs, Information Acquisition, and Voting Decisions in Proxy Contests

Number of pages: 43 Posted: 01 Apr 2003
Utpal Bhattacharya
HKUST Business School
Downloads 600 (57,625)
Citation 5

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29.

Firm Mortality and Natal Financial Care

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 91 Posted: 28 Jul 2010 Last Revised: 12 May 2014
Utpal Bhattacharya, Alexander Borisov and Xiaoyun Yu
HKUST Business School, University of Cincinnati - Department of Finance - Real Estate and Indiana University Kelley School of Business
Downloads 599 (57,745)
Citation 5

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firm mortality, survival risk, initial public offerings, underwriters, venture capital

30.

The Causes and Consequences of Recent Financial Market Bubbles: An Introduction

Number of pages: 14 Posted: 11 Sep 2007
Utpal Bhattacharya and Xiaoyun Yu
HKUST Business School and Indiana University Kelley School of Business
Downloads 491 (74,053)

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Asset Pricing Bubbles

31.
Downloads 440 ( 84,461)
Citation 4

The Role of the Media in the Launch of Internet Ipos

Number of pages: 28 Posted: 18 Apr 2006
Utpal Bhattacharya, Neal Galpin, Xiaoyun Yu and Rina Ray
HKUST Business School, Monash University - Department of Banking and Finance, Indiana University Kelley School of Business and University of Colorado at Denver
Downloads 265 (146,937)
Citation 3

Abstract:

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Initial public offering, media, underpricing, internet bubble

The Role of the Media in the Launch of Internet Ipos

Betriebswirtschaftliche Forschung und Praxis, Forthcoming
Number of pages: 28 Posted: 19 Jun 2006
Utpal Bhattacharya, Xiaoyun Yu, Neal Galpin and Rina Ray
HKUST Business School, Indiana University Kelley School of Business, Monash University - Department of Banking and Finance and University of Colorado at Denver
Downloads 175 (217,637)

Abstract:

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initial public offerings, media, underpricing, internet bubble

32.

Spillovers in Prices: The Curious Case of Haunted Houses

Review of Finance, 2020
Number of pages: 70 Posted: 24 Aug 2020 Last Revised: 31 Aug 2020
Utpal Bhattacharya, Daisy Huang and Kasper Meisner Nielsen
HKUST Business School, Southwestern University of Finance and Economics (SWUFE) and Copenhagen Business School - Department of Finance
Downloads 425 (87,989)

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fire sales, negative spillovers, haunted houses

Financial Liberalization and the Stability of Currency Pegs

Number of pages: 38 Posted: 10 Feb 2004
Utpal Bhattacharya
HKUST Business School
Downloads 414 (89,861)

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Corporate borrowing, currency speculators, central bank intervention, exchange rate pegs

Financial Liberalization and the Stability of Currency Pegs

Posted: 11 Nov 2003
Utpal Bhattacharya
HKUST Business School

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Corporate borrowing, currency short sellers, central bank intervention, exchange rate pegs

34.

Is CEO Certification Credible?

Regulation, Vol. 26, No. 3, pp. 8-10, Fall 2003, FSU College of Law, Law, Business & Economics Paper No. #
Number of pages: 4 Posted: 24 Mar 2004 Last Revised: 12 May 2014
Utpal Bhattacharya, Peter Groznik and Bruce Haslem
HKUST Business School, University of Ljubljana - Faculty of Economics and Southern Utah University - Department of Economics and Finance
Downloads 399 (94,626)

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Sarbanes-Oxley Act, CEO certification, CFO certification, securities regulation, shareholder opinion, regulation, securities and exchange commission, SEC, market reaction

35.

Do Women Receive Worse Financial Advice?

HKUST Business School Research Paper No. 2020-007 (also appears in Emerging Finance and Financial Practices eJournal)
Number of pages: 84 Posted: 24 Aug 2020 Last Revised: 10 Aug 2021
Utpal Bhattacharya, Amit Kumar, Sujata Visaria and Jing Zhao
HKUST Business School, The Hong Kong University of Science and Technology, Hong Kong University of Science & Technology (HKUST) and Hong Kong Polytechnic University - School of Accounting and Finance
Downloads 386 (98,615)
Citation 5

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audit study, gender, financial advice, securities firm, financial planner, risk tolerance, confidence, geographic outlook

Do Acquirer Announcement Returns Reflect Value Creation?

Fisher College of Business Working Paper No. 2020-3-018, Charles A. Dice Center Working Paper No. 2020-18
Number of pages: 87 Posted: 31 Jul 2020 Last Revised: 19 Oct 2020
Itzhak Ben-David, Utpal Bhattacharya and Stacey E. Jacobsen
Ohio State University (OSU) - Department of Finance, HKUST Business School and Southern Methodist University (SMU) - Finance Department
Downloads 293 (132,373)
Citation 1

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Mergers, Acquisitions, Announcement returns, Market effciency

Do Acquirer Announcement Returns Reflect Value Creation?

Number of pages: 87 Posted: 27 Oct 2020 Last Revised: 18 Nov 2021
Itzhak Ben-David, Utpal Bhattacharya and Stacey E. Jacobsen
Ohio State University (OSU) - Department of Finance, HKUST Business School and Southern Methodist University (SMU) - Finance Department
Downloads 6 (787,369)
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Abstract:

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37.

Spillovers in Asset Prices: The Curious Case of Haunted Houses

8th Miami Behavioral Finance Conference 2017
Number of pages: 54 Posted: 30 Nov 2017 Last Revised: 22 Nov 2019
Utpal Bhattacharya, Daisy Huang and Kasper Meisner Nielsen
HKUST Business School, Southwestern University of Finance and Economics (SWUFE) and Copenhagen Business School - Department of Finance
Downloads 281 (138,886)
Citation 3

Abstract:

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fire sales, negative spillovers, haunted houses

38.
Downloads 276 (141,594)
Citation 2

Do Japanese CEOS Matter?

Number of pages: 36 Posted: 28 Jun 2004 Last Revised: 12 May 2014
Sanghoon Ahn, Utpal Bhattacharya, Taehun Jung and Giseok Nam
Hitotsubashi University - Faculty of Economics, HKUST Business School, Hitotsubashi University - Institute of Economic Research and Hitotsubashi University - Institute of Economic Research
Downloads 196 (196,724)

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CEO Turnover, Agency Theory, Corporate Governance, Japanese Firms

Do Japanese CEOS Matter?

Pacific-Basin Finance Journal, Forthcoming
Number of pages: 36 Posted: 27 Mar 2009
Sanghoon Ahn, Utpal Bhattacharya, Taehun Jung and Giseok Nam
Hitotsubashi University - Faculty of Economics, HKUST Business School, Hitotsubashi University - Institute of Economic Research and Hitotsubashi University - Institute of Economic Research
Downloads 80 (386,376)

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corporate governance, CEO turnover, Japanese firms

39.

Follow the Money: Investor Trading Around Investor-Paid Credit Rating Changes

Journal of Corporate Finance, Forthcoming
Number of pages: 63 Posted: 01 Aug 2014 Last Revised: 21 Nov 2019
Utpal Bhattacharya, Kelsey D. Wei and Han Xia
HKUST Business School, University of Texas at Dallas and University of Texas at Dallas - Naveen Jindal School of Management
Downloads 243 (160,800)
Citation 3

Abstract:

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Investor-Paid Credit Rating Agencies, Credit Ratings, Capital Market Regulation

40.

Rating on a Behavioral Curve

Number of pages: 48 Posted: 21 Nov 2017 Last Revised: 13 Aug 2021
Utpal Bhattacharya, Janghoon Shon and Ariel Yu Zhang
HKUST Business School, Hong Kong University of Science & Technology (HKUST) - Department of Finance and Hong Kong University of Science & Technology (HKUST)
Downloads 174 (218,567)

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Analyst recommendations, Target price, Reference-dependent, Relative rating

41.

Firm Mortality and Natal Financial Care

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 91 Posted: 19 Mar 2013 Last Revised: 12 May 2014
Utpal Bhattacharya, Alexander Borisov and Xiaoyun Yu
HKUST Business School, University of Cincinnati - Department of Finance - Real Estate and Indiana University Kelley School of Business
Downloads 138 (264,635)
Citation 6

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firm mortality, survival risk, initial public offering, underwriters, venture capital

42.
Downloads 104 (324,654)
Citation 1

Nominal Stock Price Anchors: A Global Phenomenon?

Journal of Financial Markets, Forthcoming
Number of pages: 32 Posted: 12 Nov 2018
Kee-Hong Bae, Utpal Bhattacharya, Jisok Kang and Ghon Rhee
York University - Schulich School of Business, HKUST Business School, John Carroll University - Department of Economics & Finance and University of Hawaii at Manoa
Downloads 76 (398,154)

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anchoring, norms, nominal share price, stock splits, reverse stock splits

Nominal Stock Price Anchors: A Global Phenomenon?

HKUST IEMS Working Paper No. 2019-64
Number of pages: 34 Posted: 15 Jul 2019
Kee-Hong Bae, Utpal Bhattacharya, Jisok Kang and S. Ghon Rhee
York University - Schulich School of Business, HKUST Business School, John Carroll University - Department of Economics & Finance and University of Hawaii at Manoa - Shidler College of Business
Downloads 28 (610,937)
Citation 1

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anchoring, norms, nominal share price, stock splits, reverse stock splits

43.

The Advantage to Hiding One's Hand: Speculation and Central Bank Intervention in the Foreign Exchange Market

JOURNAL OF MONETARY ECONOMICS, August 1997
Posted: 25 Nov 1996
Utpal Bhattacharya and Paul A. Weller
HKUST Business School and University of Iowa - Department of Finance

Abstract:

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44.

Communication Costs, Information Acquisition, and Voting Decisions in Proxy Contests

Review of Financial Studies, Winter 1997
Posted: 25 Nov 1996
Utpal Bhattacharya
HKUST Business School

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Other Papers (1)

Total Downloads: 76
1.

Fintech: Observations of a Skeptic

Number of pages: 4 Posted: 12 May 2017
Utpal Bhattacharya
HKUST Business School
Downloads 76

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Fintech, e-Payments, Robo-Advisers, Peer-To-Peer Lending, Cybersecurity, Big Data, Machine Learning, Artificial Intelligence, Cryptocurrencies, Blockchain