Steven James Lee

Northcentral University

Cal Poly Pomona

Lecturer

Finance, Real Estate and Law Department

3801 W. Temple Avenue

Pomona, CA 91768

United States

SCHOLARLY PAPERS

8

DOWNLOADS

757

SSRN CITATIONS

2

CROSSREF CITATIONS

1

Scholarly Papers (8)

1.

Victim Characteristics of Investment Fraud

2019 Academic Research Colloquium for Financial Planning and Related Disciplines
Number of pages: 28 Posted: 02 Oct 2018 Last Revised: 03 Feb 2019
Steven James Lee, Steven James Lee, Benjamin F. Cummings and Jason Martin
Northcentral University, The American College of Financial Services and Swarthmore College
Downloads 449 (82,812)
Citation 3

Abstract:

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fraud, investment fraud, behavioral finance, victim characteristics, fraud languages

2.

Financial Elder Abuse: A (Dis)Confirmatory Analysis

Number of pages: 18 Posted: 08 Jun 2019
Steven James Lee and Steven James Lee
Northcentral University
Downloads 116 (302,135)
Citation 1

Abstract:

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financial exploitation, fraud, financial elder abuse, NIBRS

3.

Financial Services is Not a Profession

Number of pages: 23 Posted: 04 Jul 2019
Steven James Lee and Steven James Lee
Northcentral University
Downloads 61 (444,002)

Abstract:

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financial services, professionalism, financial planning

4.

Crime in the New U.S. Epicenter of COVID-19

Number of pages: 40 Posted: 26 Apr 2021
Steven James Lee, Steven James Lee and Daniel Augusto
Northcentral University and Northcentral University
Downloads 56 (462,507)

Abstract:

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COVID-19, crime rates, property crimes, crimes against the person, fraud, sex crimes, violent crimes

5.

Rational Agents in an Irrational World: The Effect of Fraud Shocks on Retirement Portfolio Success Rates

Number of pages: 40 Posted: 02 Mar 2021
Steven James Lee and Steven James Lee
Northcentral University
Downloads 29 (590,317)

Abstract:

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fraud, shocks, retirement, rational agents

6.

The National Incident-Based Reporting System and Financial Elder Abuse

Number of pages: 19 Posted: 25 Aug 2019
Steven James Lee and Steven James Lee
Northcentral University
Downloads 29 (590,317)

Abstract:

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NIBRS, criminal justice, data, financial elder abuse

7.

A New Localization Model for Client Reluctance

Number of pages: 32 Posted: 06 Nov 2019
Steven James Lee and Steven James Lee
Northcentral University
Downloads 17 (672,375)

Abstract:

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Gantt Chart, Transtheoretical Model of Change, financial advisor, personal finance, financial planning, client reluctance

The Forced Registration of Hedge Funds in the United States

Economic Affairs, Vol. 39, Issue 3, pp. 381-390, 2019
Number of pages: 10 Posted: 08 May 2020
Steven James Lee, Steven James Lee and Edward W. Kramer II
Northcentral University and California Lutheran University
Downloads 0
Citation 1
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Abstract:

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fiduciary, financial regulation, hedge funds, Securities and Exchange Commission

The Forced Registration of Hedge Funds in the United States

Lee, S., & Kramer, K. (2019). The forced registration of hedge funds in the United States. Economic Affairs, 39(3) (Forthcoming)
Posted: 13 Sep 2019
Steven James Lee, Steven James Lee and Eddie Kramer
Northcentral University and California Lutheran University - School of Business

Abstract:

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Hedge fund, regulation, securities

Other Papers (1)

Total Downloads: 11
1.

Conservatorship Financial Care Plan Template

Number of pages: 16 Posted: 04 Aug 2019
Steven James Lee and Steven James Lee
Northcentral University
Downloads 11

Abstract:

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