Marianne M. Jennings

Arizona State University

Professor

Tempe, AZ 85287-3706

United States

http://mariannejennings.com

  • Arizona State University

    • Email
    • Tel: 480-964-1701
SCHOLARLY PAPERS

7

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in Total Papers Downloads

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1

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Scholarly Papers (7)

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1.

Ethical Culture and Legal Liability: The GM Switch Crisis and Lessons in Governance

22 Boston University Journal of Science and Technology Law (2016)
Number of pages: 51 Posted: 17 Nov 2015 Last Revised: 16 Sep 2016
Marianne M. Jennings and Lawrence J. Trautman
Arizona State University and Prairie View A&M University - College of Business
Downloads 1,311 (21,008)
Citation 1

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Audit Committee, Automobile Safety, BP, Clawbacks, Code of Ethics, Congressional Oversight, Corporate Governance, Cover-up, Criminal Probe, Crisis, Culture, Ethics, Executive Compensation, General Motors, Ignition Switch, Risk, Valukas Report, Volkswagen

2.

Ethics and Financial Markets: The Role of the Analyst

CFA Institute Research Foundation L2013-2
Number of pages: 89 Posted: 07 Mar 2015
Marianne M. Jennings
Arizona State University
Downloads 293 (142,307)

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ethics, analysts

3.

Research Foundation Year in Review -- 2014

CFA Institute Research Foundation R2015
Number of pages: 84 Posted: 11 Jun 2015
CFA Institute Research Foundation Submitter, Richard Sandor, Nathan Clarke, Murali Kanakasabai, Rafael Marques, Frank J. Fabozzi, Sergio Focardi, Caroline Jonas, Sunit Shah, Marianne M. Jennings, Laurence B. Siegel, Scott Stewart, Sebastien Page, Vasant Naik, Adeel Malik, Usman Hayat, John T. Grier, Bud Haslett and David Adler
CFA Institute Research Foundation, Environmental Financial Products, LLC, Environmental Financial Products, LLC, Environmental Financial Products, LLC, Environmental Financial Products, LLC, EDHEC Business School, The Intertek Group, CFA Institute Research Foundation, CFA Institute Research Foundation, Arizona State University, CFA Institute Research Foundation, Boston University - Questrom School of Business, Pimco, PIMCO, University of Oxford, CFA Institute, Government of the Commonwealth of Virginia, CFA Institute Research Foundation and CFA Institute
Downloads 177 (229,559)

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environment markets, liquidity, financial frictions, fiduciary duties, Islamic finance, DB, defined benefits, manager selection, principal-agent, principal, agent

4.

Research Foundation Year in Review -- 2013

CFA Institute Research Foundation R2014
Number of pages: 90 Posted: 11 Jun 2015
CFA Institute Research Foundation Submitter, Moshe A. Milevsky, Roger G Clarke, Harindra de Silva, Steven Thorley, Scott Stewart, Marianne M. Jennings, Ronald Ryan, Richard Taffler, David Tuckett, Nathan Erickson, Bud Haslett, Laurence B. Siegel, Pranay Gupta, Ronald Kahn, Richard C. Grinold and Jeffery Bailey
CFA Institute Research Foundation, York University - Schulich School of Business, Ensign Peak Advisors, Analytic Investors, Inc., BYU Marriott School of Business, Boston University - Questrom School of Business, Arizona State University, Ryan ALM, Inc., University of Warwick - Finance Group, University College London - Centre for the Study of Decision-Making Uncertainty, Independent, CFA Institute Research Foundation, CFA Institute Research Foundation, Allocationmetrics Limited, BlackRock, Barclays and Target Corporation
Downloads 121 (310,599)

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life annuities, futures, options, manager selection, ethics, ALM, asset/liability management, tail risk

5.

Investment Professionals and Fiduciary Duties

CFA Institute Research Foundation Literature Review
Number of pages: 41 Posted: 01 Mar 2015
Marianne M. Jennings
Arizona State University
Downloads 100 (353,869)

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fiduciary, ethics

6.

SAC Capital: Firm Criminal Liability, Civil Fines, and the Insulated CEO

Downloads 83 (397,017)

SAC Capital: Firm Criminal Liability, Civil Fines, and the Insulated CEO

Number of pages: 31 Posted: 27 Jan 2016
Frances Chapman, Marianne M. Jennings and Lauren Tarasuk
Lakehead University - Faculty of LawLakehead University, Arizona State University and Koskie Minsky LLP
Downloads 56 (495,402)

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SAC Capital, Civil Fines, Criminal Liability

SAC Capital: Firm Criminal Liability, Civil Fines, and the Insulated CEO

American University Business Law Review, Vol. 4, No. 3, 441
Number of pages: 29 Posted: 25 Apr 2018 Last Revised: 12 Jul 2018
Frances Chapman, Marianne M. Jennings and Lauren Tarasuk
Lakehead University - Faculty of LawLakehead University, Arizona State University and Koskie Minsky LLP
Downloads 27 (651,404)

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SAC, Preet Bharara, Financial Industry Regulatory Authority, FINRA, SEC, Securities and Exchange Commission, DOJ, Department of Justice, SAC Capital Advisors, Insider Trading

7.

Ethics and Investment Management: True Reform

Posted: 29 Jun 2005
Marianne M. Jennings
Arizona State University

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Ethics and Professional Standards: Interpreting or Analyzing Ethical and Professional Standards, Investment Industry: Other