Samuel Lee

Santa Clara University - Leavey School of Business

Assistant Professor of Finance

500 El Camino Real

Santa Clara, CA California 95053

United States

European Corporate Governance Institute (ECGI)

c/o the Royal Academies of Belgium

Rue Ducale 1 Hertogsstraat

1000 Brussels

Belgium

Swedish House of Finance

Drottninggatan 98

111 60 Stockholm

Sweden

SCHOLARLY PAPERS

14

DOWNLOADS
Rank 3,966

SSRN RANKINGS

Top 3,966

in Total Papers Downloads

12,861

SSRN CITATIONS
Rank 10,421

SSRN RANKINGS

Top 10,421

in Total Papers Citations

45

CROSSREF CITATIONS

75

Scholarly Papers (14)

1.

The One Share - One Vote Debate: A Theoretical Perspective

ECGI - Finance Working Paper No. 176/2007
Number of pages: 65 Posted: 01 Jun 2007
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 4,455 (2,638)
Citation 15

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Security-Voting Structure, Market for Corporate Control, Controlling Minority Shareholders, Shareholder Activism

2.

Human Trafficking and Regulating Prostitution

IFN Working Paper No. 996, NYU Stern School of Business EC-12-07, NYU Law and Economics Research Paper No. 12-08
Number of pages: 46 Posted: 14 May 2012 Last Revised: 03 Apr 2021
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University
Downloads 4,002 (3,169)
Citation 7

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Prostitution, trafficking, illegal goods, forced labor, coercion, slavery

3.
Downloads 1,172 ( 22,955)
Citation 26

Financing from Family and Friends

NYU Stern Working Paper FIN-12-007, IFN Working Paper No. 933, ECGI - Finance Working Paper No. 358
Number of pages: 52 Posted: 19 Jun 2012 Last Revised: 11 Sep 2015
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University
Downloads 1,023 (27,574)
Citation 3

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Informal finance, family loans, peer-to-peer lending, small business lending, entrepreneurial finance, microfinance, missing middle, financing gap, risk capital, social ties, altruism, social collateral

Financing from Family and Friends

NYU Working Paper No. 2451/31577
Number of pages: 53 Posted: 30 Jun 2012 Last Revised: 27 Oct 2014
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University
Downloads 149 (249,737)
Citation 11

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4.
Downloads 737 ( 44,108)
Citation 4

Activism and Takeovers

Swedish House of Finance Research Paper No. 15-04, European Corporate Governance Institute (ECGI) - Finance Working Paper No. 543/2018
Number of pages: 66 Posted: 28 Mar 2015 Last Revised: 08 Sep 2020
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 730 (44,033)
Citation 4

Abstract:

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Hedge fund activism, takeover activism, merger activism, hostile takeovers, tender offers, market for corporate influence, market for corporate control, blockholders

Activism and Takeovers

Number of pages: 59 Posted: 22 Jan 2018
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 7 (779,249)
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blockholders, Free-rider problem, hedge fund activism, M&A, market for corporate control, takeover activism, tender offers

Authority Versus Loyalty: Social Incentives and Governance

NYU Working Paper No. FIN-10-001
Number of pages: 39 Posted: 22 Mar 2009 Last Revised: 20 Jul 2012
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University
Downloads 605 (56,424)
Citation 9

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Governance, Social Ties, Cronyism, Social Capital, Social Incentives, Delegated Monitoring, Family Firms, Organizational Culture

Authority Versus Loyalty: Social Incentives and Modes of Governance

NYU Working Paper No. 2451/29609
Number of pages: 51 Posted: 07 Jun 2010
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University
Downloads 107 (320,748)

Abstract:

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6.

Active Investment, Liquidity Externalities, and Markets for Information

Number of pages: 76 Posted: 16 Nov 2008 Last Revised: 10 Oct 2013
Samuel Lee
Santa Clara University - Leavey School of Business
Downloads 658 (51,244)
Citation 1

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Information diversity, quasi-noise trading, liquidity spirals, complementarities in information acquisition, information sales

7.

Competition Theory of Risk Management Failures

Paris December 2015 Finance Meeting EUROFIDAI - AFFI, European Corporate Governance Institute (ECGI) - Finance Working Paper No. 454/2015
Number of pages: 63 Posted: 06 Jun 2015 Last Revised: 10 Jul 2019
Matthieu Bouvard and Samuel Lee
Toulouse School of Economics, University Toulouse Capitole (TSM-Research) and Santa Clara University - Leavey School of Business
Downloads 428 (87,351)
Citation 1

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Banks, Risk Management, Time Pressure, Coordination Failure, Global Games

8.

Signaling to Dispersed Shareholders and Corporate Control

European Corporate Governance Institute (ECGI) - Finance Working Paper No. 431/2014
Number of pages: 52 Posted: 10 Jul 2014 Last Revised: 18 Apr 2015
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 284 (137,561)
Citation 4

Abstract:

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Tender Offers, Investor Activism, Signaling, Free-Rider Problem, Means of Payment, Unbundling Ownership and Control, Empty Voting

9.
Downloads 255 (153,509)
Citation 4

Smart Buyers

LSE FMG Discussion Paper No. 696, ECGI - Finance Working Paper No. 326/2012
Number of pages: 43 Posted: 12 Jan 2012 Last Revised: 22 Jan 2019
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 218 (178,314)
Citation 3

Abstract:

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Bilateral trade, asymmetric information, royalties, cash-equity offers, security design, contingent value rights, commissions, lemons problem

Smart Buyers

NYU Working Paper No. 2451/31454
Number of pages: 41 Posted: 31 Jan 2012
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 33 (579,900)

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Smart Buyers

Number of pages: 45 Posted: 20 Jan 2012
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 4 (804,699)
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Asymmetric Information, Bilateral trade, Cash-Equity Offers, Commissions, Contingent Value Rights, Debt-Equity Swaps, Lemons Problem, Royalties

10.
Downloads 135 (269,471)

LBO Financing

Swedish House of Finance Research Paper No. 20-9, European Corporate Governance Institute – Finance Working Paper 698/2020
Number of pages: 48 Posted: 26 Mar 2020 Last Revised: 04 Nov 2021
Mike Burkart, Samuel Lee and Henrik Petri
Swedish House of Finance, Santa Clara University - Leavey School of Business and University of Bath
Downloads 135 (270,443)

Abstract:

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Leveraged buyouts, bootstrap acquisitions, tender offers, free-rider problem, debt overhang, private equity

The Social Value of Debt in the Market for Corporate Control

Number of pages: 35 Posted: 12 Sep 2020
Mike Burkart, Samuel Lee and Henrik Petri
Swedish House of Finance, Santa Clara University - Leavey School of Business and University of Bath
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Debt Financing, Debt overhang, Equity Dilution, free-riding, tender offers

Circles of Trust: Rival Information in Social Networks

Number of pages: 24 Posted: 09 Jan 2011 Last Revised: 23 Sep 2021
Stanford University, University College London - Department of Economics and Santa Clara University - Leavey School of Business
Downloads 15 (710,700)

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Information sharing, communication, directed altruism, trust, secrecy, network formation

Circles of Trust: Rival Information in Social Networks

Number of pages: 26 Posted: 07 Oct 2021 Last Revised: 18 Nov 2021
Stanford University, University College London - Department of Economics and Santa Clara University - Leavey School of Business
Downloads 3 (813,623)
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Circles of Trust: Rival Information in Social Networks

Number of pages: 27 Posted: 09 Nov 2021
Santa Clara University - Leavey School of Business, Stanford University and University College London - Department of Economics
Downloads 0
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Rival Information, Social Networks, strategic information transmission

12.
Downloads 4 (180,881)

Signaling in Tender Offer Games

Number of pages: 47 Posted: 28 Jul 2010
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 4 (804,699)
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Free-Rider Problem, Means of Payment, Restricted Bids, Signaling, Two-dimensional Types

Signaling in Tender Offer Games

EFA 2009 Bergen Meetings Paper, FMG Discussion Paper No. 655
Posted: 13 Feb 2009 Last Revised: 09 Oct 2013
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business

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Signaling, Free-Rider Problem, Means of Payment, Restricted Bids, Two-dimensional Types

Security-Voting Structure and Bidder Screening

Number of pages: 27 Posted: 22 May 2008
Christian At, Mike Burkart and Samuel Lee
Université de Franche-Comté - CRESE, Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 1 (837,651)
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Dual-class share structure, free-rider behaviour, tender offer

Security-Voting Structure and Bidder Screening

Journal of Financial Intermediation, Forthcoming
Posted: 20 Feb 2007 Last Revised: 13 Oct 2010
Christian At, Mike Burkart and Samuel Lee
Université de Franche-Comté - CRESE, Swedish House of Finance and Santa Clara University - Leavey School of Business

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Tender offers, free-rider problem, one share - one vote

14.
Downloads 0 (818,233)

One Share - One Vote: The Theory

Review of Finance, Forthcoming
Posted: 11 Mar 2008
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business

Abstract:

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Security-Voting Structure, Market for Corporate Control, Controlling Minority Shareholders

One Share - One Vote: The Theory

Review of Finance, Vol. 12, Issue 1, pp. 1-49, 2008
Posted: 14 Jul 2008
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business

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